Compliance-london-analyst-business Unit Compliance
RESPONSIBILITIES AND QUALIFICATIONS Job Summary & Responsibilities Providing advice and compliance oversight to IBD personnel on transactions, new business initiatives and significant business changes affecting the firm, as well as compliance, regulatory and r…
Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience)
The RoleReady to apply Before you do, make sure to read all the details pertaining to this job in the description below.Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experi…
Risk & Compliance Officer
THE COMPANY : We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES : Report any deficiencies in the Bank’s policies or practices in relation to Compliance …
Newton, Senior Compliance Officer, Compliance
Overview Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expertise in a range of disciplines, including global, regional and emerging-market equities, multi-asset strategies,…
Compliance Officer - Core Compliance
ROLE OVERVIEW In the role of Compliance Officer - Generalist in the London Office, the employee will report to the firm’s Director of Compliance in London and work closely with the firm’s global Compliance staff. The position will assist the firm’s Direc…
Compliance Specialist
THE COMPANY : Our client is a rapidly growing FCA-regulated payment service provider. THE RESPONSIBILITIES : Defining and conducting compliance monitoring across the business Dealing with day-to-day KYB onboarding, including interacting with sales, merchants a…
Compliance Executive
THE COMPANY : Our client is a specialist, investment-led fund manager, with a combined AuM of £19bn. THE RESPONSIBILITIES : Day-to-day compliance monitoring. Conduct periodic compliance reviews within offices; provide reports to Compliance team. Ensure that p…
Compliance Administrator
We are working with a leading international law firm to hire a Compliance Administrator to join their team in London and work to support its compliance function.This is a fantastic opportunity to assist the wider compliance team, as well as fee earners at all …
Compliance Officer (Wealth Management) - London
My Client is a rapidly growing IFA firm based in London where long term client relationships based on trust are the result of regular ongoing referrals and recommendations. Due to their success and growth, they are looking to offer this excellent careerdevelop…
Student Immigration Compliance Reports Officer
Salary range £36,374 rising to £41,348 per annum Contract type Open ended Mode Full time Grade 6 Business Unit Registry Services Closing date for applicants 14-Apr-2023 Ref No 1531 This is a full time, open-ended appointment (1 FTE). We are seeking a highly …