Our Client is a Well Known, Highly Respected, and a Provider of Compliance Support Services to the IFA / Financial Services Market. They are now looking to meet with an Experienced File Review / Compliance Monitoring Consultant who is used to dealing with IFA'…
Our Client is well known throughout Financial Services and IFA Industry. They are now looking to meet with an Experienced Compliance Consultant. Purpose of the role: To effectively deliver excellent feedback and guidance to individual advisers through individu…
Our Client is well known throughout Financial Services and IFA Industry. They are now looking to meet with an Experienced Compliance Monitoring Officer. Purpose of the role: To effectively deliver excellent feedback and guidance to individual advisers through …
As a Compliance Officer your overall responsibility is to ensure that the business meets with regulatory requirements placed upon it by all of the appropriate regulators/authorities and legislation across the company and Active Financial Partners Limited. You …
Our Client is a Well Known, Highly Respected, and a Provider of Compliance Support Services to the IFA / Financial Services Market. They are now looking to meet with an Experienced File Review / Compliance Monitoring Consultant who is used to dealing with IFA'…
As a Compliance Officer your overall responsibility is to ensure that the business meets with regulatory requirements placed upon it by all of the appropriate…
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial…
Symes Collins is the Search Arm of Compliance Recruitment Solutions founded in 1996, who pride ourselves in only employing former compliance officers as…
Our Client is a Well Known, Highly Respected, and a Provider of Compliance Support Services to the IFA / Financial Services Market…
Our Client is well known throughout Financial Services and IFA Industry. They are now looking to meet with an Experienced Compliance…
Reporting to the CIS Compliance Associate Director, assist the department in general compliance matters and monitoring....
Audit, Compliance and Risk. Knowledge of specific regulations, legislation, governance and compliance requirements that impact a role, business area or Standard...
Assisting with projects linked to data protection compliance. Assisting with meeting the businesses security and compliance requirements....
Audit, Compliance and Risk. The Senior Compliance Advisory Consultant ensures that:. The Senior Compliance Advisory Consultant reports to the Head of Regulation...
Compliance Monitoring Officer x3. Risk and Compliance Framework and Culture. Some previous experience working in the Insurance compliance field....
The Compliance Officer may also instigate investigations on his/her own initiative. To author, manage and upload reports onto the Compliance website in line...
A Risk and Compliance Officer role is required to support, own and manage compliance activity across the business, covering Risk Management;...
Audit, Compliance and Risk. Some experience of working in a compliance, risk or controls area. Playing a key role within the Conduct and Compliance Regulatory...
Reporting to the Compliance Manager, COBS Compliance, to provide compliance advice and monitoring services to support the investment management and banking...
Maintain a working knowledge of government regulations and compliances. Bridgeforce seeks contractors to focus on client projects to include analysis of client...