Specialist, Regulatory Oversight Management
Who We Are : Job Purpose : Regulatory Oversight Management - IC2 Resides in the EMEA Transfer Agency business line and supports management in the day-to-day efforts relating to first line of defense oversight of compliance with laws, rules, regulations and rel…
Senior Representative, Shareholder Services
Who We Are : Position summary : Investor Services Operations - S5Completes transfer agency operations support activities for clients of high complexity. Serves as lead for one or more teams in support of day-to-day operations, providing work direction and tech…
Senior Representative, Anti Money
Who we are : Job Purpose : Our team is responsible for AML (Anti Money Laundering) verification and controls and the management and prevention of Financial Crime. The team would follow up with clients and chase management company referrals. Regular monitoring …