Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience)
The RoleReady to apply Before you do, make sure to read all the details pertaining to this job in the description below.Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experi…
Compliance Officer
THE COMPANY : Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management THE RESPONSIBILITIES : Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk …
Deputy Head of Compliance
THE COMPANY : Our client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES : To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regul…
Risk & Compliance Manager
We are working with a fantastic UK law firm to hire a Risk & Compliance Manager. In this position, you will manage the firm’s regulatory compliance and professional risks, and lead and advise the wider team. This is an excellent opportunity to get involvedin…
Head of Group Risk and Compliance
THE COMPANY : Our client is a global industrial commodities business, specialising in the production and trading of industrial commodities. They are looking to hire a Head of Group Risk and Compliance for their London business. THE RESPONSIBILITIES : Evaluatin…
Compliance Manager
A well-established, full-service, international law firm are looking for a manager to join their Compliance Team. This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations. You will be m…
Newton, Senior Compliance Officer, Compliance
Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expertise in a range of disciplines, including global, regional and emerging-market equities, multi-asset strategies, absolute…
Newton, Senior Compliance Officer, Compliance
Overview Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expertise in a range of disciplines, including global, regional and emerging-market equities, multi-asset strategies,…
Compliance Officer - Central Compliance
Poste et missions : Overview of the role : To provide regulatory advice in relation to the UK Central Compliance team’s areas of responsibility to all business areas and support functions. Main responsibilities of the role : PRA/FCA Senior Manager, Conduct R…
Risk and Compliance Manager - Law Firm Compliance
Serving as a confidential point of contact for all staff to seek clarification on issues of compliance - Assisting the Head of Risk and Compliance in specific investigations as appropriate - Prepare regular reports of all trends and issues - Coordinating the f…