Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience)
The RoleReady to apply Before you do, make sure to read all the details pertaining to this job in the description below.Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experi…
Risk & Compliance Manager
We are working with a top UK law firm who are looking to recruit a Risk & Compliance Manager to support the General Counsel. They are looking for a dynamic, innovative leader with the technical knowledge required to provide effective solutions for the firm. So…
Compliance Analyst - Compliance Any Sector or Aml
Our Client, a Global Online Broker, is looking for an experienced Compliance Analyst to join their Compliance Team in London.Assisting the Head of Compliance & MLRO in carrying out a wide variety of AML & broad Compliance activities, duties will include: Compl…
Compliance Officer - Core Compliance
ROLE OVERVIEW In the role of Compliance Officer - Generalist in the London Office, the employee will report to the firm’s Director of Compliance in London and work closely with the firm’s global Compliance staff. The position will assist the firm’s Direc…
Cass Compliance Officer- 6 Month Ftc
THE COMPANY : Our client is a prestigious private wealth firm based in the West End. They are looking for a CASS Compliance Officer to join the team on a 6-month FTC basis. THE RESPONSIBILITIES : Operational adherence to the CASS rules contained within the FCA…
Compliance Officer Compliance
Responsibilities Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI’s; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monito…
Compliance Monitoring- Wealth Management/private
THE COMPANY : Our client is a UK-leading investment firm, specialising in private client services. THE RESPONSIBILITIES : Assist with the ongoing update to Compliance policies and procedures. Maintenance of the Compliance monitoring action log. Contribute to t…
Junior Compliance Officer
We are working with a well-respected London law firm who are seeking to hire a Junior Compliance Officer to join their Compliance function. The responsibilities of this role will include: Conducting conflicts checks to ensure legal and commercial conflicts are…
Compliance-london-vice President-regional Compliance
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance r…
Compliance Analyst or Compliance Associate
Due to ever increasing regulatory demands of the FCA, every PE firm is increasing the strength of their compliance department. My client is no exception. This is a brand new role designed to make the department more efficient and continue its reputationfor exc…