Compliance Consultancy - FCA knowledge essential
Our client is a very successful compliance consultancyIn London, its consulting client base is comprised primarily of asset managers and advisory firms regulated by the FCA, with an ever-increasing number of firms who are also registered with the SEC and NFA/C…
Compliance Consultancy - FCA knowledge essential
Our client is a very successful compliance consultancyIn London, its consulting client base is comprised primarily of asset managers and advisory firms regulated by the FCA, with an ever-increasing number of firms who are also registered with the SEC and NFA/C…
Compliance Officer (Non SM16)
OverviewA London-based activist investment manager is seeking to hire a Compliance Officer with approximately five years of relevant experience. This is a broad, hands-on role suited to someone who is comfortable operating in a lean, high-performance environme…
Compliance Officer (Non SM16)
OverviewA London-based activist investment manager is seeking to hire a Compliance Officer with approximately five years of relevant experience. This is a broad, hands-on role suited to someone who is comfortable operating in a lean, high-performance environme…
Compliance Consultancy - FCA knowledge essential
Our client is a very successful compliance consultancyIn London, its consulting client base is comprised primarily of asset managers and advisory firms regulated by the FCA, with an ever-increasing number of firms who are also registered with the SEC and NFA/C…
Compliance Consultancy - FCA knowledge essential
Our client is a very successful compliance consultancyIn London, its consulting client base is comprised primarily of asset managers and advisory firms regulated by the FCA, with an ever-increasing number of firms who are also registered with the SEC and NFA/C…
Compliance Officer (Non SM16)
OverviewA London-based activist investment manager is seeking to hire a Compliance Officer with approximately five years of relevant experience. This is a broad, hands-on role suited to someone who is comfortable operating in a lean, high-performance environme…
Compliance Officer (Non SM16)
OverviewA London-based activist investment manager is seeking to hire a Compliance Officer with approximately five years of relevant experience. This is a broad, hands-on role suited to someone who is comfortable operating in a lean, high-performance environme…