Compliance Officer
THE COMPANY : Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers THE RESPONSIBILITIES : Performing Compliance Risk Assessme…
Compliance/advisory Generalist
THE COMPANY : Our client is a leading independent Brokerage firm based in the City. THE RESPONSIBILITIES : Providing compliance advisory support to a cash equity business control Trade and communications surveillance SMCR support AML/KYC account opening and re…
Compliance Associate
THE COMPANY : Our client is a leading world-wide broker; they are based in the City with a vast Global presence. THE RESPONSIBILITIES : Reviewing and analysing surveillance alerts and/or reports relating to firm and client trading activity Reviewing and analys…
Communications Surveillance - Associate
THE COMPANY : Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities THE RESPONSIBILITIES : Assist in developing a Compliance Risk Assessment (‘CRAâ…