Head of Compliance & Mlro
THE COMPANY : Our client is a successful futures and options broker based in the City, with years of experience delivering expert and high quality services. THE RESPONSIBILITIES : Ensure that the Firm complies with its regulatory requirements as a UK regulated…
Senior Compliance Associate - Exclusive
THE COMPANY : Our client partners with exceptional managers and hedge funds to create leading funds globally. THE RESPONSIBILITIES : General Compliance Monitoring Thematic Reviews Trade Surveillance (we use TZ Trade Surveillance system) Communications surveill…
Senior Aml Officer
THE COMPANY : Our client is one of the largest global banking networks with offices based in the West End. THE RESPONSIBILITIES : Performing AML/CTF operational processes in accordance with the documented procedures and to standards and SLAs defined. Investiga…